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FAUST, or FAUSTUS

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Originally appearing in Volume V10, Page 213 of the 1911 Encyclopedia Britannica.
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FAUST, or FAUSTUS , the name of a magician and See also:charlatan of the 16th See also:century, famous in See also:legend and in literature. The See also:historical Faust forms little more than the See also:nucleus See also:round which a See also:great See also:mass of legendary and imaginative material gradually accumulated. That such a See also:person existed there is, however, sufficient See also:proof.' He is first mentioned in a See also:letter, dated See also:August 20, 1507, of the learned See also:Benedictine Johann Tritheim or See also:Trithemius (1462–1516), See also:abbot of Spanheim, to the mathematician and astrologer Johann Windung, at Hasfurt, who had apparently written about him. Trithemius, himself reputed a magician, and the author of a mystical See also:work (published at See also:Darmstadt in 1621 under the See also:title of Steganographica and burnt by See also:order of the See also:Spanish See also:Inquisition), speaks contemptuously of Faust, who called himself Magister Georgius Sabellicus Faustus Junior, as a See also:fool rather than a philosopher (fatuum non philosophum), a vain babbler, vagabond and See also:mountebank who ought to be whipped, and who had fled from the See also:city rather than confront him. The insane conceit of the See also:man was proved by his boast that, were all the See also:works of See also:Aristotle and See also:Plato blotted from the memory of men, he could restore them with greater elegance, and that See also:Christ's miracles were nothing to marvel at, since he could do the like whenever and as often as he pleased; his debased See also:character by the fact that he had been forced to flee from the school of which he had been appointed See also:master by the See also:discovery of his unnatural crimes. The same unflattering estimate is contained in the second extant See also:notice of Faust, in a letter of the jurist and See also:canon Konrad Mudt (Mutianus See also:Rufus), of the 3rd of See also:October 1513, to Heinrich Urbanus. Mudt, like Trithemius, simply regards Faust as a charlatan. Similar is the See also:judgment of another contemporary, Philipp Begardi, who in the See also:fourth See also:chapter of his See also:Index sanitatis (See also:Worms, 1539) ranks Faust, with See also:Theophrastus See also:Paracelsus, among the " wicked, See also:cheating, useless and unlearned doctors." It was Johann Gast (d. 1J72), a worthy See also:Protestant pastor of See also:Basel, who like Mudt claims to have come into See also:personal contact with Faust, who in his Sermones convivales (Basel, 1543) first credited the magician with genuine supernatural qualities. Gast, a man of some learning and much superstition, believed Faust to be in See also:league with the See also:devil, by whom about 1525 he was ultimately carried off, and declared the performing See also:horse and See also:dog by which the necromancer was accompanied to be See also:familiar and evil See also:spirits. Further See also:information was given to the See also:world by Johann Mannel or See also:Manlius (d. 1560), councillor and historian to the See also:emperor See also:Maximilian II., in his Locorum communium collectanea (Basel, undated).

Manlius reports a conversation of See also:

Melanchthon, which there is no See also:reason to suspect of being other than genuine, in which the Reformer speaks of Faust as " a disgraceful beast and See also:sewer of many devils," as having been See also:born at Kundling (Kundlingen or Knittlingen), a little See also:town near his own native town (of See also:Bretten), and as having studied magic at See also:Cracow. The See also:rest of the information given can hardly be regarded as historical, though Melanchthon, who, like See also:Luther, ' The See also:opinion, See also:long maintained by some, that he was idgntical with Johann See also:Fust, the printer, is now universally rejected. See also:original See also:imagination. Equally widespread were the legends which gathered round the great name of See also:Gerbert (See also:Pope Silvestei IL). Gerbert's vast erudition, like See also:Roger See also:Bacon's so far in advance of his See also:age, naturally See also:cast upon him the suspicion of See also:traffic with the infernal See also:powers; and in due course the suspicion See also:developed into the See also:tale, embellished with circumstantial and harrowing details, of a compact with the See also:arch-fiend, by which the See also:scholar had obtained the See also:summit of earthly ambition at the cost of his immortal soul. These are but the two most notable of many similar stories,' and, in an age when the belief in See also:witch-See also:craft and the ubiquitous activity of devils was still universal, supplying the name of the necromancer omitted in the Table- it is natural that they should have been retold in all See also:good faith talk, may be giving a See also:fuller See also:account of the conversation. ' of a notorious wizard who was himself at no pains to deny their See also:Bullinger also, in his Theatrum de beneficiis (Frankf., 1569) essential truth. The Faust legend, however, owes something of mentions Faust as one of those " of whom the Scriptures speak, , its See also:peculiar significance also to the See also:special conditions of the age in various places, calling them magi." Lastly Johann Weiher, which gave it See also:birth: the age of the See also:Renaissance and the Refor-Wierus or Piscinarius (I515—1588)--a See also:pupil of See also:Cornelius See also:Agrippa, mation. The opinion that the religious reformers were the See also:body physician to the See also:duke of See also:Cleves and a man of enlighten- champions of See also:liberty of thought against the obscurantism of ment, who opposed the persecution of witches—in his De prae- I See also:Rome is the outgrowth of later experience. To themselves they sligiis daemonum (Basel, 1563, &c.), speaks of Faust as a drunken were the protagonists of " the pure Word of See also:God " against the vagabond who had studied magic at Cracow, and before i 540 corruptions of a See also:church defiled by the world and the devil, and had practised " this beautiful See also:art shamelessly up and down j the sceptical spirit of See also:Italian See also:humanism was as abhorrent to them See also:Germany, with unspeakable deceit, many lies and great effect." as to the See also:Catholic reactionaries by whom it was again trampled He goes on to tell how the magician had revenged himself on under See also:foot. If then, in See also:Goethe's See also:drama, Faust ultimately de-an unhappy See also:parish See also:priest, who had refused to See also:supply him any velops into the type of the unsatisfied yearning of the human longer with drink, by giving him a See also:depilatory which removed See also:intellect for " more than earthly See also:meat and drink," this was not only the See also:beard but the skin, and further, how he had insulted a poor wretch, for no better reason than that he had a See also:black beard, by greeting him as his See also:cousin the devil. Of his super-human powers Weiher evidently believes nothing, but he tells the tale of his being found dead with his See also:neck wrung, after the whole See also:house had been shaken by a terrific din.

The See also:

sources above mentioned, which were but the first of numerous works on Faust, of more or less value, appearing throughout the next two centuries, give a sufficient picture of the man as he appeared to his contemporaries: a wandering charlatan who lived by his wits, cheiromantist, astrologer, diviner, spiritualist See also:medium, alchemist, or, to the more credulous, a necromancer whose supernatural gifts were the outcome of a foul pact with the enemy of mankind. Whatever his character, his efforts to secure a widespread notoriety had, by the See also:time of his See also:death, certainly succeeded. By the latter See also:part of the 16th century he had become the necromancer See also:par excellence, and all that legend had to tell about the great wizards of the See also:middle ages, See also:Virgil, Pope See also:Silvester, Roger Bacon, See also:Michael See also:Scot, or the mythic Klingsor, had become for ever associated with his name. When in 1587, the See also:oldest Faust-See also:book was published, the Faust legend was, in all essential particulars, already See also:complete. The origin of the See also:main elements of the legend must be sought far back in the middle ages and beyond. The See also:idea of a compact with the devil, for the purpose of obtaining superhuman See also:power or knowledge, is of Jewish origin, dating from the centuries immediately before and after the See also:Christian era which produced the See also:Talmud, the See also:Kabbalah and such magical books as that of See also:Enoch. In the mystical rites—in which See also:blood, as the seat of See also:life, played a great part—that accompanied the incantations with which the Jewish magicians evoked the Satanim—the lowest grade of those elemental spirits (shedim) who have their existence beyond the dimensions of time and space—we have the prototypes and originals of all the ceremonies which occupy the books of magic down to the various versions of the Hollenzwang ascribed to Faust. The other principle underlying the Faust legend, the belief in the essentially evil character of purely human learning, has existed ever since the See also:triumph of See also:Christianity set divine See also:revelation above human See also:science. The legend of Theophilus—a Cilician See also:archdeacon of the 6th century, who sold his soul to Satan for no better reason than to clear himself of a false See also:charge brought against him by - his bishop—was immensely popular throughout the middle ages, and in the 8th century formed the theme of a poem in Latin hexameters by the See also:nun Hroswitha of See also:Gandersheim, who, especially in her description of the See also:ritual of Satan's See also:court, displays a sufficiently lively and was no whit less superstitious than most See also:people of his time, evidently believed it to be so. According to him, among other marvels, Faust was killed by the devil wringing his neck. While he lived he had taken about with him a dog, which was really a devil. A similar opinion would seem to have been held of Faust by Luther also, who in Widmann's Faust-book is mentioned as having declared that, by God's help, he had been able to See also:ward off the evils which Faust with his sorceries had sought to put upon him.

The passage, with the omission of Faust's name, occurs word for word in Luther's Table-talk(ed.C.E.Forstemann, vol. i. p. 5o). It is not improbable, then, that Widmann, in because the great See also:

German humanist deliberately infused into the old See also:story a spirit absolutely opposed to that by which it had originally been inspired. The Faust of the See also:early Faust-books, of the See also:ballads, the dramas and the puppet-plays innumerable which See also:grew out of them, is irrevocably damned because he deliberately prefers human to " divine " knowledge; " he laid the See also:Holy Scriptures behind the See also:door and under the See also:bench, refused to be called See also:doctor of See also:Theology, but preferred to be styled doctor of See also:Medicine." The orthodox moral of the earliest versions is preserved to the last in the puppet-plays. The See also:Voice to the right cries: " Faust! Faust! desist from this proposal! Go on with the study of Theology, and you will be the happiest of mortals." The Voice to the See also:left answers: " Faust! Faust! leave the study of Theology. Betake you to See also:Necromancy, and you will be the happiest of mortals! " The Faust legend was, in fact, the creation of orthodox Protestantism; its moral, the inevitable See also:doom which follows the wilful revolt of the intellect against divine authority as represented by the Holy Scriptures and its accredited interpreters. Faust, the contemner of Holy See also:Writ, is set up as a See also:foil to Luther, the See also:champion of the new orthodoxy, who with well-directed inkpot worsted the devil when he sought to interrupt the sacred work of rendering the See also:Bible into the vulgar See also:tongue. It was doubtless this orthodox and Protestant character of I the Faust story which contributed to its immense and immediate I popularity in the Protestant countries.

The first edition of the Historia von D. Johann Fausten, by an unknown compiler, published by Johann Spies at See also:

Frankfort in 1587, sold out at once. Though only placed on the See also:market in the autumn, before the See also:year was out it had been reprinted in four pirated See also:editions. In the following year a rhymed version was printed at See also:Tubingen, a second edition was published by Spies at Frankfort and a version in See also:low German by J. J. Balhorn at See also:Lubeck. Reprints and amended versions continued to appear in Germany every year, till they culminated in the pedantic compilation of Georg See also:Rudolf Widmann, who obscured the dramatic See also:interest of the story by an excessive display of erudition and by his well-meant efforts to elaborate the orthodox moral. Widmann's version of 1599 formed the basis of that of Johann Nicholaus Pfitzer, published at See also:Nuremberg in 1674, which passed through six editions, the last appearing in 1726. Like Widmann, Pfitzer was more zealous for imparting information than for perfecting a work of art, though he had the good See also:taste to restore the See also:episode of the evocation of See also:Helen, which .Widmann had expunged as unfit for Christian readers. Lastly there appeared, about 1 Many arc given in Kiesewetter's Faust, p. 112, &c 1712, what was to prove the most popular of all the Faust-books: The League with the Devil established by the world-famous Arch-necromancer and Wizard Dr Johann Faust. By a Christian Believer (Christlich Meynenden).

This version, which See also:

bore the obviously false date of 1525, passed through many editions, and was circulated at all the fairs in Germany. Abroad the success of the story was scarcely less striking. A Danish version appeared in 1588; in See also:England the See also:History of the Damnable Life and Deserved Death of Dr See also:John Faustus was published some time between 1588 and 1594; in See also:France the See also:translation of See also:Victor See also:Palma Cayet was published at See also:Paris in 1592 and, in the course of the next two See also:hundred years, went through fifteen editions; the oldest Dutch and Flemish versions are dated 1592; and in 1612 a See also:Czech translation was published at See also:Prague. Besides the popular histories of Faust, all more or less founded on the original edition of Spies, numerous ballads on the same subject were also soon in circulation. Of these the most interesting for the See also:English reader is A Ballad of the life and death of Dr Faustus the great congerer, published in 1588 with the imprimatur of the learned See also:Aylmer, See also:bishop of See also:London. This ballad is supposed to have preceded the English version of Spies's Faust-book, mentioned above, on which See also:Marlowe's drama was founded. To See also:Christopher Marlowe, it would appear, belongs the See also:honour of first realizing the great dramatic possibilities of the Faust legend. The Tragical/ History of D. Faustus as it See also:bath bene acted by the Right See also:Honourable the See also:Earle of See also:Nottingham his servants was first published by See also:Thomas Bushall at London in 1604. As Marlowe died in 1593, the See also:play must have been written shortly after the See also:appearance of the English version of the Faust story on which it was based. The first recorded performance was on the 3oth of See also:September 1594• As Marlowe's Faustus is the first, so it is incomparably the finest of the Faust dramas which preceded Goethe's masterpiece. Like most of Marlowe's work it is, indeed, very unequal.

At certain moments the poet seems to realize the great possibilities of the story, only to See also:

sacrifice them to the See also:necessity for humouring the prevailing public taste of the age. Faustus, who in one See also:scene turns disillusioned from the See also:ordinary fountains of know-ledge, or flies in a See also:dragon-See also:drawn See also:chariot through the See also:Empyrean to See also:search out the mysteries of the heavens, in another is made to use his superhuman powers to satisfy the taste of the groundlings for senseless buffoonery, to swindle a horse-dealer, or cheat an See also:ale-wife of her See also:score; while Protestant orthodoxy is conciliated by irrelevant insults to the See also:Roman Church and by the final See also:catastrophe, when Faustus pays for his revolt against the Word of God by the forfeit of his soul. This conception, which followed that of the popular Faust histories, underlay all further developments of the Faust drama for nearly two hundred years. Of the serious See also:stage plays founded on this theme, Marlowe's Faustus remains the See also:sole See also:authentic example until near the end of the 18th century; but there is plenty of See also:evidence to prove that in Germany the See also:Comedy of Dr Faust, in one See also:form or another, was and continued to be a popular See also:item in the repertories of theatrical companies until far into the 18th century. It is supposed, with good reason, that the German versions were based on those introduced into the See also:country by English strolling players early in the 17th century. However this may be, the dramatic versions of the Faust legend followed much the same course as the See also:prose histories. Just as these gradually degenerated into See also:chap-books hawked at fairs, so the dramas were replaced by puppet-plays, handed down by tradition through generations of showmen, retaining their original broad characteristics, but subject to See also:infinite modification in detail. In this way, in the puppet-shows, the traditional Faust story retained its popularity until far into the 19th century, long after, in the See also:sphere of literature, Goethe had for ever raised it to quite, another See also:plane. It was natural that during the See also:literary revival in Germany in the 18th century, when German writers were eagerly on the look-out for subjects to form the material of a truly See also:national literature, the Faust legend should have attracted their See also:attention. See also:Lessing was the first to point out its great possibilities;' and In the Literaturbrief of Feb. 16, 1759.he himself wrote a Faust drama, of which unfortunately. only a fragment remains, the MS. of the completed work having been lost in the author's lifetime. Norse the less, to Lessing, not to Goethe, is due the new point of view from which the story was approached by most of those who, after about the year 1770, attempted to tell it.

The traditional Faust legend represented the sternly orthodox attitude of the Protestant reformers. Even the mitigating elements which the middle ages had permitted had been banished by the stern See also:

logic of the theologians of the New See also:Religion. See also:Theophilus had been saved in the end by the intervention of the Blessed Virgin; Pope Silvester, according to one version of the legend, had likewise been snatched from the jaws of See also:hell at the last moment. Faust was irrevocably damned, since the attractions of the studium theologicum proved insufficient to counteract the fascinations of the classic Helen. But if he was to become, in the 18th century, the type of the human intellect See also:face to face with the deep problems of human life, it was intolerable that his struggles should issue in eternal reprobation. See also:Error and See also:heresy had ceased to be regarded as crimes; and stereotyped orthodoxy, to the age of the Encyclopaedists, represented nothing more than the See also:atrophy of the human intellect. Es irrt der Mensch so See also:lang er strebt, which sums up in one pregnant See also:line the spirit of Goethe's Faust, sums up also the spirit of the age which killed with ridicule the last efforts of persecuting piety, and saw the birth of See also:modern science. Lessing, in See also:short, proclaimed that the final end of Faust must be, not his damnation, but his salvation. This revolutionary conception is the measure of Goethe's See also:debt to Lessing. The essential See also:change which Goethe himself introduced into the story is in the nature of the pact between Faust and See also:Mephistopheles, and in the character of Mephistopheles himself. The Mephistopheles of Marlowe, as of the old Faust-books, for all his brave buffoonery, is a See also:melancholy devil, with a soul above the unsavoury hell in which he is forced to pass a hopeless existence. " Tell me," says Faust, in the puppet-play, to Mephistopheles, " what would you do if you could attain to See also:everlasting salvation?

" And the devil answers, " Hear and despair! Were I able to attain everlasting salvation, I would See also:

mount to See also:heaven on a See also:ladder, though every See also:rung were a See also:razor edge !" Goethe's Mephistopheles would have made no such reply. There is nothing of the fallen See also:angel about him; he is perfectly content with his past, his See also:present and his future; and he appears before the See also:throne of God with the same easy insolence as he exhibits in See also:Dame Martha's back-See also:garden. He is, in fact, according to his own See also:definition, the Spirit of Denial, the impersonation of that utter See also:scepticism which can see no distinction between high and low, between good and See also:bad, and is therefore without aspiration because it knows no " divine discontent." And the compact which Faust makes with this spirit is from the first doomed to be void. Faustus had bartered away his soul for a definite See also:period of See also:pleasure and power. The conception that underlies the compact of Faust with Mephistopheles is far more subtle. He had sought happiness vainly in the higher intellectual and spiritual pursuits; he is content to seek it on a See also:lower plane since Mephistopheles gives him the See also:chance; but he is confident that nothing that " such a poor devil " can offer him could give him that moment of supreme See also:satisfaction for which he craves. He goes through the traditional mummery of See also:signing the See also:bond with scornful submission; for he knows that his damnation will not be the outcome of any formal compact, but will follow inevitably, and only then, when his soul has grown to be satisfied with what Mephistopheles can purvey him. " Canst See also:thou with lying flattery See also:rule me Until self-pleased myself I see, Canst thou with pleasure See also:mock and fool me, Let that See also:hour be the last for me! When thus I See also:hail the moment flying: ' Ah, still delay, thou art so See also:fair!' Then bind me in thy chains undying, My final ruin then declare!"2 It is because Mephistopheles fails to give him this self-satisfaction 2 See also:Bayard See also:Taylor's trans. or to absorb his being in the pleasures he provides, that the compact comes to nothing. When, at last, Faust cries to the passing moment to remain, it is because he has forgotten self in See also:enthusiasm for a great and beneficent work, in a See also:state of mind the very See also:antithesis of all that Mephistopheles represents.

In the old Faust-books, Faust had been given plenty of opportunity for repentance, but the inducements had been no higher than the See also:

exhibition of a throne in heaven on the one See also:hand and the tortures of hell on the other. Goethe's Faust, for all its Christian setting, departs widely from this orthodox standpoint. Faust shows no signs of " repentance "; he simply emerges by the innate force of his character from a lower into a higher state. The triumph, foretold by " the See also:Lord " in the opening scene, was inevitable from the first, since, though ' Man errs so long as he is striving, A good man through obscurest aspiration Is ever conscious of the one true way.' " A man, in short, must be judged not by the sins and follies which may be but accidents of his career, but by the character which is its essential outcome. This idea, which inspired also the kindred theme of See also:Browning's Paracelsus, is the main development introduced by Goethe into the Faust legend. The episode of Gretchen, for all its tragic interest, does not belong to the legend at all; and it is difficult to deny the pertinency of See also:Charles See also:Lamb's See also:criticism, " What has See also:Margaret to do with Faust?" Yet in spite of all that may be said of the irrelevancies, and of the discussions of themes of merely ephemeral interest, with which Goethe overloaded especially the second part of the poem, his Faust remains for the modern world the final form of the legend out of which it grew, the magnificent expression of the broad humanism which, even in See also:spheres accounted orthodox, has tended to replace the peculiar studium theologicum which inspired the early Faust-books. See Karl See also:Engel, Zusammenstellung der Faust-Schriften vom 16. Jahrhundert bis Mitte 1884—a second edition of the Bibliotheca Faustiana (1874)—(See also:Oldenburg, 1885), a complete bibliography of all published See also:matter concerned, even somewhat remotely, with Faust; Goethe's Faust, with introduction and notes by K. J. Schroer (2nd ed., See also:Heilbronn, 1886) ; Carl Kiesewetter, Faust in der Geschichte and Tradition (See also:Leipzig, 1893). The last book, besides being a See also:critical study of the material for the historical and legendary story of Faust, aims at estimating the relation of the Faust-legend to the whole subject of occultism, See also:ancient and modern. It is a mine of information on necromancy and its kindred subjects, as well as on eminent theurgists, wizards, crystal-gazers and the like of all ages.

(W. A.

End of Article: FAUST, or FAUSTUS

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